31-102 – National Registration Database (National Instrument)

31-102 – National Registration Database (National Instrument)

• National Registration Database

  Effective Date: March 31, 2003.  Consolidated to October 12, 2013.

  Requires that certain registration information, including applications for registration by individuals, be submitted to regulators electronically through NRD.

  31_102_ni_october_12_2013.pdf
• Companion Policy 31-102CP

  Effective Date: March 31, 2003.  Consolidated to September 28, 2009.

  31_102_cp_september_28_2009.pdf