Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

31-312 – The Exempt Market Dealer Category under NI 31-103 Registration Requirements and Exemptions (National Notice)

  • 31-312 – The Exempt Market Dealer Category under NI 31-103 Registration Requirements and Exemptions (National Notice)

    • The Exempt Market Dealer Category under National Instrument 31-103 Registration Requirements and Exemptions

      Effective Date: August 7, 2009.

      Summarizes the key requirements and transition process of the new exempt market dealer category.

      31_312csanotice_aug7_09.pdf

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