4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Effective Date: June 22, 2011.
Sets out CSA staffs' expectation for exempt market dealers' compliance with the account statement requirements in National Instrument 31-103 Registration Requirements and Exemptions.