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Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

31-324 – Exempt Market Dealers and Account Statement Requirements in NI 31-103 (National Notice)

  • 31-324 – Exempt Market Dealers and Account Statement Requirements in NI 31-103 (National Notice)

    • Exempt market dealers and account statement requirements in National Instrument 31-103

      Effective Date: June 22, 2011.

      Sets out CSA staffs' expectation for exempt market dealers' compliance with the account statement requirements in National Instrument 31-103 Registration Requirements and Exemptions.

      31_324_csa_staff_notice_june_22_2011.pdf

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