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FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > 31 - Registration Requirements > 31-324 – Exempt Market Dealers and Account Statement Requirements in NI 31-103 (National Notice)
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Effective Date: June 22, 2011.
Sets out CSA staffs' expectation for exempt market dealers' compliance with the account statement requirements in National Instrument 31-103 Registration Requirements and Exemptions.