FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > 31 - Registration Requirements > 31-331 – Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)
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Regina, Saskatchewan S4P 4H2
Introduces an Investment Industry Regulatory Organization of Canada Concept Paper published as IIROC Notice 12-0217.
Published for Comment: July 12, 2012
Comments due within 90 days of the date of this notice