FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > 31 - Registration Requirements > 31-332 – Relevant Investment Management Experience For Advising Representatives and Associates Advising Representatives of Portfolio Managers (National Notice)
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Notice provides applicants for AR and AAR registration with a summary of decisions about relevant investment management experience. Prospective applicants are to consider the information in this notice when deciding whether to apply for AR or AAR registration and when preparing an application.