FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > 31 - Registration Requirements > 31-334 - CSA Review of Relationship Disclosure Practices (National Notice)
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
This Canadian Securities Administrators Staff Notice summarizes our findings from the review of the relationship dislclosure practices of registered portfolio managers and exempt market dealers and provicdes staff guidance on relationship disclosure information practices.