Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

31-334 - CSA Review of Relationship Disclosure Practices (National Notice)

  • 31-334 - CSA Review of Relationship Disclosure Practices (National Notice)

    • CSA Review of Relationship Disclosure Practices

      This Canadian Securities Administrators Staff Notice summarizes our findings from the review of the relationship dislclosure practices of registered portfolio managers and exempt market dealers and provicdes staff guidance on relationship disclosure information practices.

      31_334_csa_notice_july_18_2013.pdf

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