Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

31-347 - Guidance for Portfolio Managers for Service Arrangements with IIROC Dealer Members (National Notice)

  • 31-347 - Guidance for Portfolio Managers for Service Arrangements with IIROC Dealer Members (National Notice)

    • CSA Staff Notice 31-347

      November 17, 2016 - This Notice provides information and guidance to registered portfolio managers that enter into service arrangements with dealer members of the Investment Industry Regulatory Organization of Canada.

      31_347_csa_staff_notice_november_17_2016.pdf

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