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Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > 31 - Registration Requirements > 31-347 - Guidance for Portfolio Managers for Service Arrangements with IIROC Dealer Members (National Notice)
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Regina, Saskatchewan S4P 4H2
November 17, 2016 - This Notice provides information and guidance to registered portfolio managers that enter into service arrangements with dealer members of the Investment Industry Regulatory Organization of Canada.