31-356 - Guidance on Compliance Consultants Engaged by Firms Following a Regulatory Decision (National Notice)

31-356 - Guidance on Compliance Consultants Engaged by Firms Following a Regulatory Decision (National Notice)

• Guidance on Compliance Consultants Engaged by Firms Following a Regulatory Decision

  Effective Date: August 27, 2019.

  31_356_csa_staff_notice_august_22_2019.pdf