Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

33-315 – Suitability Obligation and Know Your Product (National Notice)

  • 33-315 – Suitability Obligation and Know Your Product (National Notice)

    • Suitability Obligation and Know Your Product

      Effective Date: September 2, 2009.

      Reminds registrants of their duty under securities law to satisfy their suitability obligations to clients, and provides guidance on how to do that.

      33_315_sept2_09.pdf

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