FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > 33 - Ongoing Requirements Affecting Registrants > 33-315 – Suitability Obligation and Know Your Product (National Notice)
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Effective Date: September 2, 2009.
Reminds registrants of their duty under securities law to satisfy their suitability obligations to clients, and provides guidance on how to do that.