FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > 33 - Ongoing Requirements Affecting Registrants > 33-316 – Status Report on Consultation under CSA Consultation Paper 33-403 (National Notice)
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Regina, Saskatchewan S4P 4H2
The purpose of this Notice is to summarize the consultation work conducted to date in respect of the best interest consultation initiative, and to identify the key themes that emerged from the best interest consultation process.