FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > 33 - Ongoing Requirements Affecting Registrants > 33-318 – Review of Practices Firms Use to Compensate and Provide Incentives to their Representatives (National Notice)
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Regina, Saskatchewan S4P 4H2
December 15, 2016 - The purpose of this notice is to outline the results of the survey on practices that surveyed firms use to compensate their representatives.