FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > Part 3 - Registration and Related Matters Archive > 31-312 – The Exempt Market Dealer Category under NI 31-103 Registration Requirements and Exemptions (National Notice)
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Effective Date: August 7, 2009.
Summarizes the key requirements and transition process of the new exempt market dealer category.