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FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > Part 3 - Registration and Related Matters Archive > 31-312 – The Exempt Market Dealer Category under NI 31-103 Registration Requirements and Exemptions (National Notice)
31-312 – The Exempt Market Dealer Category under NI 31-103 Registration Requirements and Exemptions (National Notice)
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Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
31-312 – The Exempt Market Dealer Category under NI 31-103 Registration Requirements and Exemptions (National Notice)
- The Exempt Market Dealer Category under National Instrument 31-103 Registration Requirements and Exemptions31_312csanotice_aug7_09.pdf
Effective Date: August 7, 2009.
Summarizes the key requirements and transition process of the new exempt market dealer category.
- The Exempt Market Dealer Category under National Instrument 31-103 Registration Requirements and Exemptions
