31-312 – The Exempt Market Dealer Category under NI 31-103 Registration Requirements and Exemptions (National Notice)

31-312 – The Exempt Market Dealer Category under NI 31-103 Registration Requirements and Exemptions (National Notice)

• The Exempt Market Dealer Category under National Instrument 31-103 Registration Requirements and Exemptions

  Effective Date: August 7, 2009.

  Summarizes the key requirements and transition process of the new exempt market dealer category.

  31_312csanotice_aug7_09.pdf