FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > Part 3 - Registration and Related Matters Archive > 31-317 – Reporting Obligations Related to Terrorist Financing (National Notice) - Replaced by 31-352
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Effective Date: April 16, 2010. Revised July 30, 2010.
Provides registrants with information on the new consolidated reporting form that will be used by each principal regulator, provides information regarding the submission of monthly reports and advises registrants, exempt dealers and exempt advisers that the report may be filed with the principal regulator by e-mail, and provides summary information on the laws which impose the monthly reporting requirements on registrants.
Effective Date: July 30, 2010.