Financial and Consumer Affairs Authority of Saskatchewan
FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > Part 3 - Registration and Related Matters Archive > 31-331 – Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)
31-331 – Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)
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Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
31-331 – Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)
- Follow-up to Broker Dealer Registration in the Exempt Market Dealer Category31_331_csa_notice_july_12_2012.pdf
Introduces an Investment Industry Regulatory Organization of Canada Concept Paper published as IIROC Notice 12-0217.
- IIROC Notice 12-0217 Rules Notice Concept Paper Request for Comments31_331_iiroc_notice_concept_paper_request_for_comments_july_12_2012.pdf
Published for Comment: July 12, 2012
Comments due within 90 days of the date of this notice
- Follow-up to Broker Dealer Registration in the Exempt Market Dealer Category
