FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > Part 3 - Registration and Related Matters Archive > 31-331 – Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Introduces an Investment Industry Regulatory Organization of Canada Concept Paper published as IIROC Notice 12-0217.
Published for Comment: July 12, 2012
Comments due within 90 days of the date of this notice