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Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > Part 3 - Registration and Related Matters Archive > 31-333 - Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)

31-333 - Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)

    Securities Division

    Suite 601, 1919 Saskatchewan Drive

    Regina, Saskatchewan S4P 4H2

    Tel: (306)787-5645

    Fax: (306)787-5899

    Email: fcaa@gov.sk.ca

  • 31-333 - Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)

    • Notice

      This Canadian Securities Administrators Staff Notice provides a further update on broker-dealer registration in exempt market dealer (EMD) category.

      31_333_csa_notice_february_7_2013.pdf
  • Location: Suite 601, 1919 Saskatchewan Drive Regina, Saskatchewan S4P 4H2 View Full Map Hours of Operation: Monday - Friday 8:00 AM - Noon 1:00 PM - 5:00 PM
  • General Inquiries: (306)787-5645 (306)787-5899 Media Inquiries: Shannon McMillan, Director of Communications (306)798-4160 (306)787-9006

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