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FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > Part 3 - Registration and Related Matters Archive > 31-333 - Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)
31-333 - Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)
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Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
31-333 - Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)
- Notice31_333_csa_notice_february_7_2013.pdf
This Canadian Securities Administrators Staff Notice provides a further update on broker-dealer registration in exempt market dealer (EMD) category.
- Notice
