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Financial and Consumer Affairs Authority of Saskatchewan
FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > Part 3 - Registration and Related Matters Archive > 31-341 – Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (National Notice) - Withdrawn
31-341 – Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (National Notice) - Withdrawn
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Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
31-341 – Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (National Notice) - Withdrawn
- Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations31_341_csa_staff_notice_may_21_2015.pdf
In Effect July 15, 2015... No longer in effect: March 7, 2019.
This Canadian Securities Administrators Staff Notice sets out information regarding General Order 31-394 which provides relief from certain provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations related to the Client Relationship Model Phase 2 amendments to NI 31-103 which come into effect in stages in 2015 and 2016.
- CSA Staff Notice 11-341csa_staff_notice_11_341_march_7_2019.pdf
This notice formally withdraws a number of CSA Staff Notices.
- General Order 31-93431_934_go_signed_may_21_2015.pdf
- Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
