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FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > Part 3 - Registration and Related Matters Archive > 31-341 – Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (National Notice) - Withdrawn
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
In Effect July 15, 2015... No longer in effect: March 7, 2019.
This Canadian Securities Administrators Staff Notice sets out information regarding General Order 31-394 which provides relief from certain provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations related to the Client Relationship Model Phase 2 amendments to NI 31-103 which come into effect in stages in 2015 and 2016.
This notice formally withdraws a number of CSA Staff Notices.