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Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

31-341 – Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (National Notice) - Withdrawn

  • 31-341 – Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (National Notice) - Withdrawn

    • Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

      In Effect July 15, 2015... No longer in effect: March 7, 2019.

      This Canadian Securities Administrators Staff Notice sets out information regarding General Order 31-394 which provides relief from certain provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations related to the Client Relationship Model Phase 2 amendments to NI 31-103 which come into effect in stages in 2015 and 2016.

      31_341_csa_staff_notice_may_21_2015.pdf
    • CSA Staff Notice 11-341

      This notice formally withdraws a number of CSA Staff Notices.

      csa_staff_notice_11_341_march_7_2019.pdf
    • General Order 31-93431_934_go_signed_may_21_2015.pdf

Agree Term