FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 4 - Distribution Requirements > 45 - Prospectus Exempt Distributions > 45-309 – Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus and Registration Exemptions (Multilateral Notice)
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Effective Date: April 26, 2012
Provides provides guidance to issuers, underwriters and their advisors that intend to rely on section 2.9 (the OM exemption) of National Instrument 45-106 Prospectus and Registration Exemptions (NI 45-106) (the Requirements). This Notice also summarizes common deficiencies we have observed in offering memoranda (OMs) prepared in accordance with Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers (the F2) and discusses the potential consequences of non-compliance with the Requirements.