Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

45-309 – Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus and Registration Exemptions (Multilateral Notice)

  • 45-309 – Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus and Registration Exemptions (Multilateral Notice)

    • Notice providing guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus and Registration Exemptions (Multilateral Notice)

      Effective Date:  April 26, 2012

      Provides provides guidance to issuers, underwriters and their advisors that intend to rely on section 2.9 (the OM exemption) of National Instrument 45-106 Prospectus and Registration Exemptions (NI 45-106) (the Requirements). This Notice also summarizes common deficiencies we have observed in offering memoranda (OMs) prepared in accordance with Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers (the F2) and discusses the potential consequences of non-compliance with the Requirements.

      45_309_csa_notice_april_26_2012.pdf

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