46-201 – Escrow for Initial Public Offerings (National Policy)

46-201 – Escrow for Initial Public Offerings (National Policy)

• Escrow for Initial Public Offerings

  Effective Date: June 30, 2002.

  Describes the circumstances in which securities regulators will require an escrow of shares of a company on a initial public offering.  Describes uniform terms of an escrow agreement to be used throughout Canada.

  46_201_june_30_2002.pdf
• Amendments to National Policy 46-201

  Effective Date: Subject to Ministerial approval – June 9, 2023.

  46_201_np_amendments_2023_03_23.pdf
• Amendments to National Policy 46-201

  Effective Date: November 17, 2015.  In Saskatchewan November 27, 2015.

  46_201_november_17_2015.pdf
• Form 46-201F1 Escrow Agreement

  Effective Date: June 30, 2002.

  46_201_f1_june_30_2002.pdf