Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

47-302 – Pre-marketing of Underwriters' Options on Bought Dealers (National Notice)

  • 47-302 – Pre-marketing of Underwriters' Options on Bought Dealers (National Notice)

    • Pre-marketing of underwriters

      Effective Date: April 21, 2006.

      Sets out staffs' views that the exemption from the prospectus requirement in para 7.1(a) of NI 44-101 that  permits pre-marketing of bought deals does not apply to securities acquired by underwriters under an option granted by an issuer.

      47_302.pdf

Agree Term