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Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 4 - Distribution Requirements > 47 - Advertising and Marketing Material > 47-302 – Pre-marketing of Underwriters' Options on Bought Dealers (National Notice)
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Effective Date: April 21, 2006.
Sets out staffs' views that the exemption from the prospectus requirement in para 7.1(a) of NI 44-101 that permits pre-marketing of bought deals does not apply to securities acquired by underwriters under an option granted by an issuer.