47-302 – Pre-marketing of Underwriters' Options on Bought Dealers (National Notice)

47-302 – Pre-marketing of Underwriters' Options on Bought Dealers (National Notice)

• Pre-marketing of underwriters

  Effective Date: April 21, 2006.

  Sets out staffs' views that the exemption from the prospectus requirement in para 7.1(a) of NI 44-101 that  permits pre-marketing of bought deals does not apply to securities acquired by underwriters under an option granted by an issuer.

  47_302_csa_staff_notice_april_21_2006.pdf