Part 4 - Distribution Requirements Archive
Securities Division
4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Part 4 - Distribution Requirements Archive
- 41-101 – General Prospectus Requirements (National Instrument) Archive
- 44-101 – Short Form Prospectus Distributions (National Instrument) Archive
- 44-102 – Shelf Distributions (National Instrument) Archive
- 44-103 – Post Receipt Pricing (National Instrument) Archive
- 44-303 – Filing of Notice of Intent to be Qualified under NI 44-101 Short Form Prospectus Distributions (National Notice) (Withdrawn)
- 45-106 - Prospectus Exemptions (National Instrument)(ARCHIVE)
- 45-309 - Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus and Registration Exemptions (Multilateral Notice)
- 45-311 - Exemptions from Certain Financial Statement-Related Requirements in the Offering Memorandum Exemption to Facilitate Access to Capital by Small Business (Multilateral CSA Notice) (Withdrawn)
- 45-320 - Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution (National Notice) (Withdrawn)
- 45-328 - Update on Amendments relating to Syndicated Mortgages: National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45-106CP Prospectus Exemptions and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations (National Notice) (withdrawn)
- 45-330 - Frequently Asked Questions About the Listed Issuer Financing Exemption (Archive)