51-102 – Continuous Disclosure Obligations (National Instrument)
Securities Division
4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
51-102 – Continuous Disclosure Obligations (National Instrument)
- National Instrument 51-102 Continuous Disclosure Obligations51_102_ni_december_31_2019.pdf
Effective Date: March 30, 2004. Consolidated to December 31, 2019.
The purpose of this regulation is to regulate the disclosure obligations for all issuers, other than investment funds, that are reporting issuers in one or more jurisdictions in Canada.
- Amendments to National Instrument 51-10251_102_amendments_september_19_2025.pdf
Effective Date: September 19, 2025. In Saskatchewan: September 19, 2025.
The purpose of the Amendment Regulations is to codify previously granted relief related to changes at some recognized exchanges and to align securities legislation requirements with the August 2022 requirements with changes made to the Canada Business Corporations Act (CBCA) and the Canada Business Corporations Regulations, 2001.
The Amendment Regulations address the following:
- the creation of a senior tier at the Canadian Securities Exchange (CSE), which is intended to be a non-venture tier;
- to ensure that requirements for non-venture issuers will also apply to those reporting issuers that are listed on the CSE Senior Tier;
- the name change of the PLUS markets to AQSE Growth Market;
- the name change of NEO Exchange Inc. to Cboe Canada Inc.; and,
- amendments to the CBCA dealing with “majority voting”.
Please see Part XXXVI on page 7 of the linked PDF.
- Amendments to National Instrument 51-10251_102_ni_amendments_2023_03_23.pdf
Effective Date: June 9, 2023. In Saskatchewan: June 20, 2023.
- Amendments to National Instrument 51-10251_102_ni_proposed_april_7_2022.pdf
Effective Date: Subject to Ministerial Approval.
- The Securities Commission (Adoption of National Instruments) (NI 51-102) Amendment Regulations 202051_102_ni_november_18_2020.pdf
Effective Date: November 18, 2020.
- Amendments to National Instrument 51-10251_102_ni_august_20_2020.pdf
Effective Date: November 18, 2020.
- Amendments to National Instrument 51-10251_102_ni_november_17_2015.pdf
Effective Date: November 17, 2015. In Saskatchewan on November 27, 2015.
- Companion Policy 51-102CP51_102_cp_june_30_2015.pdf
Effective Date: March 30, 2004. Consolidated to June 30, 2015.
Companion Policy to National Instrument 51-102 Continuous Disclosure Obligations.
- Amendments to Companion Policy 51-102CP51_102_cp_amendments_2023_03_23.pdf
Effective Date: Subject to Ministerial approval – June 9, 2023.
- Amendments to Companion Policy 51-10251_102_cp_proposed_april_7_2022.pdf
Effective Date: Subject to Ministerial Approval.
- Companion Policy 51-102CP51_102_cp_april_14_2022.pdf
Effective Date: April 14, 2022.
- Changes to Companion Policy 51-102CP51_102_cp_changes_august_12_2021.pdf
Effective Date: Subject to Authority approval.
- Changes to Companion Policy 51-10251_102_cp_changes_may_27_2021.pdf
Effective Date: Subject to the effective date of National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure.
- Changes to Companion Policy 51-102CP51_102_cp_november_18_2020.pdf
Effective Date: November 18, 2020.
- Form 51-102F1 Management51_102_f1_june_30_2015.pdf
Effective Date: March 30, 2004. Consolidated to June 30, 2015.
- Form 51-102F2 Annual Information Form51_102_f2_june_30_2015.pdf
Effective Date: March 30, 2004. Consolidated to June 30, 2015.
- Form 51-102F3 Material Change Report51_102_f3_july_4_2008.pdf
Effective Date: March 30, 2004. Consolidated to July 4, 2008.
- Form 51-102F4 Business Acquisition Report51_102_f4_january_1_2011.pdf
Effective Date: March 30, 2004. Consolidated to January 1, 2011.
- Form 51-102F5 Information Circular51_102_f5_june_30_2015.pdf
Effective Date: March 30, 2004. Consolidated to June 30, 2015.
- Form 51-102F6 Statement of Executive Compensation51_102_f6_june_30_2015.pdf
Effective Date: March 30, 2004. Consolidated to June 30, 2015.
- Form 51-102F6V Statement of Executive Compensation - Venture Issuers51_102_f6v_june_30_2015.pdf
Effective Date: June 30, 2015.