51-102 – Continuous Disclosure Obligations (National Instrument)

51-102 – Continuous Disclosure Obligations (National Instrument)

  • National Instrument 51-102 Continuous Disclosure Obligations

    Effective Date: March 30, 2004. Consolidated to December 31, 2019.

    The purpose of this regulation is to regulate the disclosure obligations for all issuers, other than investment funds, that are reporting issuers in one or more jurisdictions in Canada.

    51_102_ni_december_31_2019.pdf
  • CSA Notice and Amendments to National Instrument 51-102

    The purpose of the amendments and changes are to codify previously granted relief related to changes at some recognized exchanges and to align our requirements with changes made to the Canada Business Corporations Act (CBCA). The amendments and changes address the following:

    • the creation of a senior tier at the Canadian Securities Exchange (CSE), which is intended to be a non-venture tier;
    • to ensure that requirements for non-venture issuers will also apply to those reporting issuers that are listed on the CSE Senior Tier;
    • the name change of the PLUS markets to AQSE Growth Market;
    • the name change of Aequitas Neo Exchange Inc. to Cboe Canada Inc.; and,
    • amendments to the Canada Business Corporations Act dealing with “majority voting”.

    The amendments are expected to be adopted by each member of the CSA, where applicable, and provided all necessary regulatory and ministerial approvals are obtained, the amendments will come into force on September 19, 2025.

    51_102_ni_amendments_and_csa_notice_june_19_2025.pdf
  • Amendments to National Instrument 51-102

    Effective Date: June 9, 2023. In Saskatchewan: June 20, 2023.

    51_102_ni_amendments_2023_03_23.pdf
  • Amendments to National Instrument 51-102

    Effective Date: Subject to Ministerial Approval.

    51_102_ni_proposed_april_7_2022.pdf
  • The Securities Commission (Adoption of National Instruments) (NI 51-102) Amendment Regulations 2020

    Effective Date: November 18, 2020.

    51_102_ni_november_18_2020.pdf
  • Amendments to National Instrument 51-102

    Effective Date: November 18, 2020.

    51_102_ni_august_20_2020.pdf
  • Amendments to National Instrument 51-102

    Effective Date: November 17, 2015.  In Saskatchewan on November 27, 2015.

    51_102_ni_november_17_2015.pdf
  • Companion Policy 51-102CP

    Effective Date: March 30, 2004.  Consolidated to June 30, 2015.

    Companion Policy to National Instrument 51-102 Continuous Disclosure Obligations.

    51_102_cp_june_30_2015.pdf
  • Amendments to Companion Policy 51-102CP

    Effective Date: Subject to Ministerial approval – June 9, 2023.

    51_102_cp_amendments_2023_03_23.pdf
  • Amendments to Companion Policy 51-102

    Effective Date: Subject to Ministerial Approval.

    51_102_cp_proposed_april_7_2022.pdf
  • Companion Policy 51-102CP

    Effective Date: April 14, 2022.

    51_102_cp_april_14_2022.pdf
  • Changes to Companion Policy 51-102CP

    Effective Date: Subject to Authority approval.

    51_102_cp_changes_august_12_2021.pdf
  • Changes to Companion Policy 51-102

    Effective Date: Subject to the effective date of National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure.

    51_102_cp_changes_may_27_2021.pdf
  • Changes to Companion Policy 51-102CP

    Effective Date: November 18, 2020.

    51_102_cp_november_18_2020.pdf
  • Form 51-102F1 Management

    Effective Date: March 30, 2004.  Consolidated to June 30, 2015.

    51_102_f1_june_30_2015.pdf
  • Form 51-102F2 Annual Information Form

    Effective Date: March 30, 2004.  Consolidated to June 30, 2015.

    51_102_f2_june_30_2015.pdf
  • Form 51-102F3 Material Change Report

    Effective Date: March 30, 2004.  Consolidated to July 4, 2008.

    51_102_f3_july_4_2008.pdf
  • Form 51-102F4 Business Acquisition Report

    Effective Date: March 30, 2004.  Consolidated to January 1, 2011.

    51_102_f4_january_1_2011.pdf
  • Form 51-102F5 Information Circular

    Effective Date: March 30, 2004.  Consolidated to June 30, 2015.

    51_102_f5_june_30_2015.pdf
  • Form 51-102F6 Statement of Executive Compensation

    Effective Date: March 30, 2004.  Consolidated to June 30, 2015.

    51_102_f6_june_30_2015.pdf
  • Form 51-102F6V Statement of Executive Compensation - Venture Issuers

    Effective Date: June 30, 2015.

    51_102_f6v_june_30_2015.pdf

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