51-105 – Issuers Quoted in the U.S. Over-the-Counter Markets

51-105 – Issuers Quoted in the U.S. Over-the-Counter Markets

• MI 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets

  Effective Date:  September 7, 2012.

  Despite subsection (1), except in British Columbia, sections 5, 6, 7, and 8 come into force on September 30, 2012.

  Designates as reporting issuers in the local jurisdiction, any issuer whose securities are quoted only on a US OTC market and that have a significant connection to that local jurisdiction.

  51_105_mi_may_10_2012.pdf
• Amendments to Multilateral Instrument 51-105

  Effective Date: June 9, 2023. In Saskatchewan: June 20, 2023.

  51_105_mi_amendments_2023_03_23.pdf
• Amendments to Multilateral Instrument 51-105

  Effective Date: May 9, 2016.

  51_105_mi_february_25_2016_pdf.pdf
• Amendments to Multilateral Instrument 51-105

  Effective Date: November 17, 2015. In Saskatchewan on November 27, 2015.

  51_105_mi_november_17_2015.pdf
• Companion Policy 51-105CP

  Effective Date: September 7, 2012.

  51_105_cp_may_10_2012.pdf
• Amendments to Companion Policy 51-105CP

  Effective Date: Subject to Ministerial approval – June 9, 2023.

  51_105_cp_amendments_2023_03_23.pdf
• Changes to Companion Policy 51-105

  Effective Date: Subject to the effective date of National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure.

  51_105_cp_changes_may_27_2021.pdf
• Form 51-105F1 OTC Issuer Ceases to be an OTC Reporting Issuer

  Effective Date: September 7, 2012.

  51_105_f1_may_10_2012.pdf
• Form 51-105F2 Notice of Promotional Activities

  Effective Date: September 7, 2012.

  51_105_f2_may_10_2012.pdf
• Form 51-105F3A Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information

  Effective Date: September 7, 2012.

  51_105_f3a_may_10_2012.pdf
• Form 51-1053B Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information

  Effective Date: September 7, 2012.

  51_105_f3b_may_10_2012.pdf
• Form 51-0105F4 Notice Issuer Ceases to be an OTC Reporting Issuer

  Effective Date: September 7, 2012.

  51_105_f4_may_10_2012.pdf