51-349 – Report on the Review of Investment Entities and Guide for Disclosure Improvements (Multilateral Notice)

51-349 – Report on the Review of Investment Entities and Guide for Disclosure Improvements (Multilateral Notice)

• Report on the Review of Investment Entities and Guide for Disclosure Improvements

  Effective Date:  March 16, 2017.

  Staff from the securities regulatory authorities in Ontario, Saskatchewan and Alberta provide this notice based on a targeted review conducted by the staff from the Ontario Securities Commission.

  51_348_csa_staff_notice_march_9_2017.pdf