Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

51-356 - Problematic promotional activities by issuers

  • 51-356 - Problematic promotional activities by issuers

    • Effective Date:  November 29, 2018

      We are seeing promotional activities by certain issuers that are either untrue or unbalanced to such an extent that they may mislead investors.  In particular, these activities include disclosure and promotional campaigns that provide unbalanced or unsubstantiated material claims about the issuer's business and the corresponding opportunity for profit by investing in the issuer, which appear to be undertaken for the specific purpose of artificially promoting interest in the issuer's securities.

      csa_staff_notice_51_356.pdf

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