52-109 – Certification of Disclosure in Issuers' Annual and Interim Filings (National Instrument)

52-109 – Certification of Disclosure in Issuers' Annual and Interim Filings (National Instrument)

• Certification of Disclosure in Issuers' Annual and Interim Filings

  Effective Date: December 15, 2008.

  Requires the CEO and CFO of an issuer to personally certify the issuer's annual and interim filings with respect to certain matters.

  52_109_ni_december_15_2008.pdf
• Amendments to National Instrument 52-109

  Effective Date: September 19, 2025. In Saskatchewan: September 19, 2025.

  The purpose of the Amendment Regulations is to codify previously granted relief related to changes at some recognized exchanges and to align securities legislation requirements with the August 2022 requirements with changes made to the Canada Business Corporations Act (CBCA) and the Canada Business Corporations Regulations, 2001.

  The Amendment Regulations address the following:

  • the creation of a senior tier at the Canadian Securities Exchange (CSE), which is intended to be a non-venture tier;
  • to ensure that requirements for non-venture issuers will also apply to those reporting issuers that are listed on the CSE Senior Tier;
  • the name change of the PLUS markets to AQSE Growth Market;
  • the name change of NEO Exchange Inc. to Cboe Canada Inc.; and,
  • amendments to the CBCA dealing with “majority voting”.

  Please see Part XXXIV on page 6 of the linked PDF.

  52_109_amendments_september_19_2025.pdf
• Amendments to National Instrument 52-109

  Effective Date: November 17, 2015.  In Saskatchewan on November 27, 2015.

  52_109_ni_november_17_2015.pdf
• Companion Policy 52-109CP

  Effective Date: December 15, 2008.

  52_109_cp_december_15_2008.pdf
• Amendments to Companion Policy 52-109CP

  Effective Date: Subject to Ministerial approval – June 9, 2023.

  52_109_cp_amendments_2023_03_23.pdf
• Form 52-109F1 Certification of Annual Filings Full Certificate

  Effective Date: December 15, 2008.

  52_109_f1_december_15_2008.pdf
• Form 52-109F1 AIF Certification of Annual Filings in Connection With Voluntarily Filed AIF

  Effective Date: December 15, 2008.

  52_109_f1aif_december_15_2008.pdf
• Form 52-109F1 IPO/RTO Certification of Annual Filings Following an Initial Public Offering, Reverse Takeover or Becoming a Non-Venture Issuer

  Effective Date: December 15, 2008.

  52_109_f1ipo_december_15_2008.pdf
• Form 52-109F1R Certification of Refiled Annual Filings

  Effective Date: December 15, 2008.

  52_109_f1r_december_15_2008.pdf
• Form 52-109F2 Certification of Interim Filings Full Certificate

  Effective Date: December 15, 2008.

  52_109_f2_december_15_2008.pdf
• Form 52-109F2R Certification of Refiled Interim Filings

  Effective Date: December 15, 2008.

  52_109_f2r_december_15_2008.pdf
• Form 52-109FV1 Certification of Annual Filings Venture Issuer Basic Certificate

  Effective Date: December 15, 2008.

  52_109_fv1_december_15_2008.pdf
• Form 52-109FV2 Certification of Interim Filings Venture Issuer Basic Certificate

  Effective Date: December 15, 2008.

  52_109_fv2_december_15_2008.pdf