52-109 – Certification of Disclosure in Issuers' Annual and Interim Filings (National Instrument)

52-109 – Certification of Disclosure in Issuers' Annual and Interim Filings (National Instrument)

• Certification of Disclosure in Issuers' Annual and Interim Filings

  Effective Date: December 15, 2008.

  Requires the CEO and CFO of an issuer to personally certify the issuer's annual and interim filings with respect to certain matters.

  52_109_ni_december_15_2008.pdf
• CSA Notice and Amendments to National Instrument 52-109

  The purpose of the amendments and changes are to codify previously granted relief related to changes at some recognized exchanges and to align our requirements with changes made to the Canada Business Corporations Act (CBCA). The amendments and changes address the following:

  • the creation of a senior tier at the Canadian Securities Exchange (CSE), which is intended to be a non-venture tier;
  • to ensure that requirements for non-venture issuers will also apply to those reporting issuers that are listed on the CSE Senior Tier;
  • the name change of the PLUS markets to AQSE Growth Market;
  • the name change of Aequitas Neo Exchange Inc. to Cboe Canada Inc.; and,
  • amendments to the Canada Business Corporations Act dealing with “majority voting”.

  The amendments are expected to be adopted by each member of the CSA, where applicable, and provided all necessary regulatory and ministerial approvals are obtained, the amendments will come into force on September 19, 2025.

  52_109_ni_amendments_and_csa_notice_june_19_2025.pdf
• Amendments to National Instrument 52-109

  Effective Date: November 17, 2015.  In Saskatchewan on November 27, 2015.

  52_109_ni_november_17_2015.pdf
• Companion Policy 52-109CP

  Effective Date: December 15, 2008.

  52_109_cp_december_15_2008.pdf
• Amendments to Companion Policy 52-109CP

  Effective Date: Subject to Ministerial approval – June 9, 2023.

  52_109_cp_amendments_2023_03_23.pdf
• Form 52-109F1 Certification of Annual Filings Full Certificate

  Effective Date: December 15, 2008.

  52_109_f1_december_15_2008.pdf
• Form 52-109F1 AIF Certification of Annual Filings in Connection With Voluntarily Filed AIF

  Effective Date: December 15, 2008.

  52_109_f1aif_december_15_2008.pdf
• Form 52-109F1 IPO/RTO Certification of Annual Filings Following an Initial Public Offering, Reverse Takeover or Becoming a Non-Venture Issuer

  Effective Date: December 15, 2008.

  52_109_f1ipo_december_15_2008.pdf
• Form 52-109F1R Certification of Refiled Annual Filings

  Effective Date: December 15, 2008.

  52_109_f1r_december_15_2008.pdf
• Form 52-109F2 Certification of Interim Filings Full Certificate

  Effective Date: December 15, 2008.

  52_109_f2_december_15_2008.pdf
• Form 52-109F2R Certification of Refiled Interim Filings

  Effective Date: December 15, 2008.

  52_109_f2r_december_15_2008.pdf
• Form 52-109FV1 Certification of Annual Filings Venture Issuer Basic Certificate

  Effective Date: December 15, 2008.

  52_109_fv1_december_15_2008.pdf
• Form 52-109FV2 Certification of Interim Filings Venture Issuer Basic Certificate

  Effective Date: December 15, 2008.

  52_109_fv2_december_15_2008.pdf