55-312 – Insider Reporting Guidelines for Certain Derivative Transactions (Equity Monetization) (National Notice)

55-312 – Insider Reporting Guidelines for Certain Derivative Transactions (Equity Monetization) (National Notice)

• Insider Reporting Guidelines for Certain Derivative Transactions (Equity Monetization)

  Effective Date: February 27, 2004, Revised June 11, 2010.

  Provides guidance to insiders on reporting of derivative-based transactions which are commonly referred to as "equity monetization" transactions.

  55_312_csa_staff_notice_june_11_2010.pdf