FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 8 - Mutual Funds > 81 - Mutual Fund Distributions > 81-105 – Mutual Fund Sales Practices (National Instrument)
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Effective Date: Nationally May 1, 1998. In Saskatchewan January 17, 2000. Consolidated to September 28, 2009.
Imposes restrictions on certain sales and business practices followed by managers and principal distributors of publicly offered mutual funds, and registered dealers and their sales representatives who sell them.
Effective Date: Saskatchewan April 19, 2000. Consolidated to September 28, 2009.