81-105 – Mutual Fund Sales Practices (National Instrument)

81-105 – Mutual Fund Sales Practices (National Instrument)

• National Instrument 81-105 Mutual Fund Sales Practices

  Effective Date: Nationally May 1, 1998. In Saskatchewan January 17, 2000. Consolidated to September 28, 2009.

  Imposes restrictions on certain sales and business practices followed by managers and principal distributors of publicly offered mutual funds, and registered dealers and their sales representatives who sell them.

  81_105_ni_september_28_2009.pdf
• The Securities Commission (Adoption of National Instruments) (81-105) Amendment Regulations, 2022

  Effective Date: June 1, 2022.

  8_2022_sr_filed_81_105_ni_et_al_ar_03_10_22.pdf
• Amendments to National Instrument 81-105

  Effective Date: Subject to Ministerial approval – June 1, 2022.

  81_105_ni_amendments_january_20_2022.pdf
• The Securities Commission (Adoption of National Instruments) (NI 81-105, NI 41-101 and NI 81-101) Amendment Regulations, 2020

  Effective Date: December 31, 2020. In Saskatchewan: January 6, 2021.

  Note: Phased in transition period for certain sections.

  81_105_ni_january_6_2021.pdf
• Amendments to National Instrument 81-105

  Effective Date: December 31, 2020. In Saskatchewan: January 6, 2021.

  Note: Phased in transition period for certain sections.

  81_105_ni_september_17_2020.pdf
• Amendments to National Instrument 81-105

  Effective Date: June 1, 2022.

  81_105_ni_august_17_2020.pdf
• Amendments to National Instrument 81-105

  Effective Date: June 1, 2022.

  81_105_ni_february_20_2020.pdf
• Companion Policy 81-105CP

  Effective Date: Saskatchewan April 19, 2000. Consolidated to September 28, 2009.

  Companion Policy 81-105CP to National Instrument 81-105 Mutual Fund Sales Practices.

  81_105_cp_september_28_2009.pdf
• Changes to Companion Policy 81-105CP

  Effective Date: June 1, 2022.

  81_105_cp_changes_january_20_2022.pdf
• Changes to Companion Policy 81-105CP

  Effective Date: June 1, 2022.

  81_105_cp_september_17_2020.pdf
• Changes to Companion Policy 81-105CP

  Effective Date: June 1, 2022.

  81_105_cp_february_20_2020.pdf