Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

81-105 – Mutual Fund Sales Practices (National Instrument)

  • 81-105 – Mutual Fund Sales Practices (National Instrument)

    • Mutual Fund Sales Practices

      Effective Date: Nationally May 1, 1998. In Saskatchewan January 17, 2000. Consolidated to September 28, 2009.

      Imposes restrictions on certain sales and business practices followed by managers and principal distributors of publicly offered mutual funds, and registered dealers and their sales representatives who sell them.

      81_105_ni_consolidated_september_28_2009.pdf
    • Companion Policy 81-105CP

      Effective Date: Saskatchewan April 19, 2000. Consolidated to September 28, 2009.

      81_105_cp_consolidated_september_28_2009.pdf

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