81-701 – Limited Powers of Attorney and Letters of Authorization used in the Sale of Mutual Funds (Local Notice)

81-701 – Limited Powers of Attorney and Letters of Authorization used in the Sale of Mutual Funds (Local Notice)

• Limited Powers of Attorney and Letters of Authorization used in the Sale of Mutual Funds

  Effective Date: Sept 12, 2000. 

  Sets out staff views on salespersons acting under powers of attorney.

  81_701_sk_staff_notice_september_12_2000.pdf