91-403 – Derivatives: Surveillance and Enforcement (National Consultation Paper)

91-403 – Derivatives: Surveillance and Enforcement (National Consultation Paper)

• Derivatives: Surveillance and Enforcement

  Proposes a framework for surveillance and monitoring, market conduct and enforcement in respect of the over-the-counter derivatives (OTC) derivatives market.

  The comment period expires January 25, 2012.

  91_403_november_25_2011.pdf