FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 9 - Derivatives > 91 - Trades in Derivatives > 91-403 – Derivatives: Surveillance and Enforcement (National Consultation Paper)
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Proposes a framework for surveillance and monitoring, market conduct and enforcement in respect of the over-the-counter derivatives (OTC) derivatives market.
The comment period expires January 25, 2012.