93-101 - Derivatives: Business Conduct (Multilateral Instrument)

93-101 - Derivatives: Business Conduct (Multilateral Instrument)

• Multilateral Instrument 93-101 Derivatives: Business Conduct

  Effective Date: September 28, 2024

  93_101_mi_september_28_2023.pdf
• Companion Policy 93-101CP Derivatives: Business Conduct

  Effective Date: September 28, 2024

  93_101_cp_september_28_2023.pdf
• CSA Notice of Publication with Annexes

  The Instrument is intended to provide valuable protections for OTC derivatives market participants regardless of the type of derivatives firm they deal with, balanced with efficient regulation of derivatives dealers and advisers that are operating in Canada.

  Effective Date: September 28, 2024

  93_301_csa_staff_notice_september_28_2023.pdf