93-302 Frequently Asked Questions about National Instrument 93-101 Derivatives: Business Conduct

93-302 Frequently Asked Questions about National Instrument 93-101 Derivatives: Business Conduct

• 93-302 Frequently Asked Questions about National Instrument 93-101 Derivatives: Business Conduct

  Canadian Securities Administrators Staff Notice 93-302 Frequently Asked Questions about National Instrument 93-101 Derivatives: Business Conduct provides detailed information to market participants regarding how certain requirements under National Instrument 93-101 should be implemented, including key issues and questions that market participants have posed to CSA members with respect to the application of National Instrument 93-101.

  Effective Date: September 12, 2024

  csa_staff_notice_93_302_faq_re_derivatives_business_conduct_rule_september_12_2024.pdf