94-102 – Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (National Instrument)

94-102 – Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (National Instrument)

• Derivatives: Customer Clearing and Protection of Customer Collateral

  Effective Date: July 3, 2017.

  The purpose of the Instrument is to ensure that the clearing of a local customer’s OTC derivatives is carried out in a manner that protects the customer’s positions and collateral and improves derivatives clearing agencies’ resilience to default by a clearing intermediary. For a more detailed explanation of customer clearing please see CSA Consultation Paper 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing

  94_102_ni_january_21_2017.pdf
• Amendments to National Instrument 94-102

  Effective Date: September 13,  2023. If this Instrument is filed with the Registrar of Regulations after September 13, 2023, this Instrument comes into force on the day on which it is filed with the Registrar of Regulations.

  94_102_amendments_july_15_2023.pdf
• Companion Policy 91-102CP

  Effective Date: July 3, 2017.

  Companion Policy to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions Table.

  94_102_cp_january_21_2017.pdf
• Amendments to National Instruments 94-102

  Effective Date: November 4, 2022

  94_102_ni_amendment_november_4_2022.pdf