96-101 – Trade Repositories and Derivatives Data Reporting (Multilateral Instrument)

96-101 – Trade Repositories and Derivatives Data Reporting (Multilateral Instrument)

• Trade Repositories and Derivatives Data Reporting

  Effective Date: May 13, 2016.

  This instrument improves transparency in the OTC derivatives market for regulators, contemplates public dissemination of certain transaction-level data to improve transparency in the OTC derivatives market for participants and imposes requirements relating to the governance and operation of trade repositories. These requirements are designed to ensure that trade repositories act in a way that is consistent with the public interest.

  96_101_mi_january_22_2016.pdf
• Amendments to Multilateral Instrument 96-101

  Effective Date: July 25, 2025. In Saskatchewan: July 25, 2025.

  The amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting (the Amendment Regulation) are aimed at aligning Canadian derivatives data reporting with international standards in a bid to achieve global harmonization. They also reflect updated requirements for trade repository governance and operations to meet international standards. They contain provisions aimed at improving data quality in line with global regulatory practices and introduce a Derivatives Data Technical Manual to provide standardized data formats and reporting values.

  The Amendment Regulation will simplify reporting systems for market participants thereby reducing regulatory burden while enhancing market oversight. They will improve data consistency so that securities and derivatives regulators will be better positioned to identify risks and vulnerabilities in the derivatives market, ultimately strengthening market protections.

  96_101_mi_amendments_july_25_2025.pdf
• Amendments to Multilateral Instrument 96-101

  Effective Date: September 30, 2016.

  96_101_mi_june_30_2016.pdf
• Companion Policy 96-101

  Effective Date: May 13, 2016.

  96_101_cp_january_22_2016.pdf
• Changes to Companion Policy 96-101CP

  This document sets out a clean version of proposed changes to Companion Policy 96-101 to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting. Because of the extent of the proposed changes, it is proposed that the entire Companion Policy be replaced.

  Effective Date: Subject to the effective date of amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting.

  96_101_mi_proposed_changes_to_96_101cp_06_09_22.pdf
• Changes to Companion Policy 96-101CP

  Effective Date: September 30, 2016.

  96_101_cp_june_30_2016.pdf
• Form 96-101F1 Application for Recognition – Trade Repository Information Statement

  Effective Date: May 13, 2016.

  96_101_f1_january_22_2016.pdf
• Form 96-101F2 Trade Repository Submission to Jurisdiction and Appointment of Agent for Service of Process

  Effective Date: May 13, 2016.

  96_101_f2_january_22_2016.pdf
• Form 96-101F3 Cessation of Operations Report for Recognized Trade Repository

  Effective Date: May 13, 2016.

  96_101_f3_january_22_2016.pdf