Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

96-101 – Trade Repositories and Derivatives Data Reporting (Multilateral Instrument)

  • 96-101 – Trade Repositories and Derivatives Data Reporting (Multilateral Instrument)

    • Trade Repositories and Derivatives Data Reporting

      Effective Date: May 13, 2016 in Saskatchewan.

      This instrument improves transparency in the OTC derivatives market for regulators, contemplates public dissemination of certain transaction-level data to improve transparency in the OTC derivatives market for participants and imposes requirements relating to the governance and operation of trade repositories. These requirements are designed to ensure that trade repositories act in a way that is consistent with the public interest.

      96_101_mi_96_101_january_22_2016.pdf
    • Amendments to MI 96-101 Trade Repositories and Derivatives Data Reporting

      Effective Date: September 30, 2016  in Saskatchewan.

      96_101_mi_amendments_to_mi_96_101_june_30_2016.pdf
    • Changes to CP 96-101CP Trade Repositories and Derivatives Data Reporting

      Effective Date: September 30, 2016  in Saskatchewan.

      96_101_mi_changes_to_cp_96_101cp_june_30_2016.pdf
    • Companion Policy 96-101

      Effective Date: May 13, 2016 in Saskatchewan.

      96_101_mi_cp_96_101cp_january_22_2016.pdf
    • Form 96-101F1 Application for Recognition – Trade Repository Information Statement

      Effective Date: May 13, 2016 in Saskatchewan.

      96_101_mi_form_96_101f1_january_22_2016.pdf
    • Form 96-101F2 Trade Repository Submission to Jurisdiction and Appointment of Agent for Service of Process

      Effective Date: May 13, 2016 in Saskatchewan.

      96_101_mi_form_96_101f2_january_22_2016.pdf
    • Form 96-101F3 Cessation of Operations Report for Recognized Trade Repository

      Effective Date: May 13, 2016 in Saskatchewan.

      96_101_mi_form_96_101f3_january_22_2016.pdf

Agree Term