96-307 Frequently Asked Questions about Derivatives Trade Reporting (National Notice)

96-307 Frequently Asked Questions about Derivatives Trade Reporting (National Notice)

• National Notice 96-307 (Revised) Frequently Asked Questions about Derivatives Trade Reporting

  Effective Date: May 1, 2025.
  Revised: January 21, 2026

  Staff of the member jurisdictions of the Canadian Securities Administrators (CSA) have compiled a list of frequently asked questions (FAQs) that they have received about the CSA derivatives trade reporting rules, as amended by amendments that were published on July 25, 2024 and came into force on July 25, 2025 (collectively, the TR Rules).

  The purpose of the FAQs is to provide clarity about how certain requirements under the TR Rules should be implemented, while preserving flexibility to the extent possible for reporting counterparties and trade repositories to operationalize these requirements in the context of their particular business frameworks. 

  Further details are included in the CSA Staff Notice.

  96_307_revised_faq_about_derivatives_trade_reporting_jan_21_2026.pdf