Test
Securities Division
4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Unpaid Administrative Penalties and Costs
Persons and Entities with unpaid administrative penalties and costs owed to FCAA.
#
A
B
- Bergen, Darcy
- Berger, Andrew
- Big Markets MU Ltd
- Big Option
- Bonamie, Edouard Yvon Elzear (aka: Edouard Yvon Elzear Bonami, Nicholas Yvon Bonamy, Nicholas Yvon Bonamie, Yvon Edouard Bonami, Yvon Bonamie, Nicholas Yvon, Nicholas J. Bonamy)
C
D
E
F
G
- Galaxy International Solutions Ltd.
- Global Capital and Asset Management
- Gold Vault Metals LLC
- Green World Financial Inc.
- Grimaldi, Nicholas
H
I
J
K
L
- Landbankers International
- Latin Clearing Corporation
- Lee, James Lee
- Life Systems Corp.
- Link, Klaus
- Lyons, Jamie
M
N
O
P
R
S
- Saks, Charles
- Schwartz, George
- Sebastien, Louis Fred
- Shore, Jack
- St. Claire, Elliot
- Summit International
- Supera, Louis
T
- The Height of Excellence Financial Planning Group Inc.
- The World of Synchrotron Performance Fund
- Thorton, John S.
- Tri Link Consultants Inc.
- Theriault, Pat (aka: Pat Theriault-Lusby)
W
Z
| Name | Amount |
|---|---|
| Aidan Trading, Catalyst CM Limited, Peter Jensen | $25,000.00 |
| Kent Bradley Owens | $60,408.52 |
| The Height of Excellence Financial Planning Group Inc. | $85,000.00 |
| Norman MacLeod | $25,000.00 |
| Charles Saks | $25,000.00 |
| Peter Robinson | $25,000.00 |
| Michael Dicaprio | $25,000.00 |
| Edouard Yvon Elzear Bonamie (aka: Edouard Yvon Elzear Bonami, Nicholas Yvon Bonamy, Nicholas Yvon Bonamie, Yvon Edouard Bonami, Yvon Bonamie, Nicholas Yvon, Nicholas J. Bonamy, Nicholas Grimaldi, (Nicholas Ives) Pat Theriault (aka: Pat Theriault-Lusby), Ives Business Services Inc. Family Circle 40/40 Option Fund, The World of Synchrotron Performance Fund |
$67,360.01 |
| Money Express Financial Inc. | $6,500.00 |
| Eldred Fast, H.H Fast Investment Ltd. | $5,000.00 |
| EMO Resoureces Ltd, Abdumenaf Avci, John S. Thorton, Paul Jensen, Elliot St. Claire, Cliff Krause | $53,082.85 |
| Andrew Berger and Latin Clearing Corporation | 59.$53,340 |
| $40,000.00 | |
| $11,379.92 | |
| $26.376.02 | |
| $5,000.00 | |
| $55,049.75 | |
| $79,513.48 | |
| $52,132.25 | |
| $52,132.25 | |
| $25,500.00 | |
| $50,000.00 | |
| $54,622.40 | |
|
$32,800.00 |
|
$18,116.53 |
| $55,700.00 | |
|
$12,300.00 |
| $60,000.00 | |
|
$169,593.70 |
|
$35,000.00 |
| $27,244.58 | |
|
RTG Direct Trading Group Ltd. and RTG Direct Trading Limited |
$27,195.88 |
| $21,696.00 | |
|
$27,239.68 |
| $3,480.00 |
Securities Division
4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca