Securities Laws

Securities Laws

For information about the Act, Reguations, Regulatory Instruments, General Orders and other topics select from the options below.

 

• Act and Regulations
• Regulatory Instruments
• General Orders
• Memoranda of Understanding
• Delegation and Assignment of Powers

 

Act and Regulations
The Securities Act, 1988  protects Saskatchewan investors and helps to ensure fair and efficient capital and derivatives markets.

Learn more about the history of how The Securities Act, 1988 was amended.

The Securities Regulations provide the specific details about how the securities market operates in Saskatchewan.  Learn more about the history of how the Regulations were amended.

Read other regulations under The Securities Act, 1988 for information about the adoption of National Instruments, Local Instruments, Regulation Procedures and Disclosure of Personal Information.

 

Regulatory Instruments

Here are lists of national and local instruments, policies, notices, and other regulatory documents. They are grouped by subject according to the numbering system of the Canadian Securities Administrators.

• Part 1 - Procedure and related matters
• Part 2 - Certain capital market participants
• Part 3 - Registration and related matters
• Part 4 - Distribution requirements
• Part 5 - Ongoing requirements for issuers and insiders
• Part 6 - Take-over bids and special transactions
• Part 7 - Securities transactions outside the jurisdictions
• Part 8 - Mutual funds
• Part 9 - Derivatives

 

General Orders

Here are lists of general exemption orders, implementation orders and recognition orders issued by the Financial and Consumer Affairs Authority.

• Implementing Orders
• Recognition, Approval and Designation Orders
• General Exemption Orders

 

Memoranda of Understanding

Here are the memoranda of understanding (MOUs) agreements that the Financial and Consumer Affairs Authority has entered into regarding regulatory oversight.

• Counterpart to the Memorandum of Understanding Respecting Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Covered Entities
• Memorandum of Understanding Respecting the Oversight of Clearing Agencies, Trade Repositories and Matching Service Utilities
• Memorandum of Understanding Respecting the Oversight of Canadian Exchange and Quotation and Trade Reporting Systems
• Memorandum of Understanding Regarding the Oversight of the Canadian Investment Regulatory Organization
• Archive

 

Delegation and Assignment of Powers

• Powers and Duties Assigned to FCAA
• Delegation of Powers
• Delegation to the Director of the Securities Division