2013 Exemptions
Securities Division
4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
2013 Exemptions
ACM Advisors Ltd. Notice pursuant to section 11.10 of NI 31-103
September 26, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter regarding Notice pursuant to section 11.10 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103).
Afren plc Decision pursuant to section 92 of The Securities Act, 1988
September 13, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Afren plc is no longer a reporting issuer.
Allon Therapeutics Inc. Decision pursuant to section 92 of The Securities Act, 1988
August 13, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Allon Therapeutics Inc. is no longer a reporting issuer.
Ally Credit Canada Limited Decision pursuant to section 92 of The Securities Act, 1988
March 15, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Ally Credit Canada Limited is no longer a reporting issuer.
Alvopetro Inc. Decision pursuant to NI 51-102 Continuous Disclosure Obligations
March 28, 2013 - The securities regulatory authority or regulator in each of the Jurisdictions has issued a Decision that Alvopetro Inc. is exempt from the requirement in section 6.2 of National Instrument 51-102 Continuous Disclosure Obligations (NI 51-102) to file an annual information form in Form 51-102F2 Annual Information Form on or before the 90th day after the end of the reporting issuer's financial year ending December 31, 2012.
Anatolia Energy Corp. Decision pursuant to section 92 of The Securities Act, 1988
August 6, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Anatolia Energy Corp. is no longer a reporting issuer.
Andina Minerals Inc. Decision pursuant to section 92 of The Securities Act, 1988
March 15, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Andina Minerals Inc. is no longer a reporting issuer.
Assisted Living Concepts, Inc. Decision pursuant to section 92 of The Securities Act, 1988
September 25, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Assisted Living Concepts, Inc. is no longer a reporting issuer.
Aston Hill Senior Gold Producers Income Corp. Decision pursuant to section 92 of The Securities Act, 1988
July 10, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Aston Hill Senior Gold Producers Income Corp. is no longer a reporting issuer.
Astral Media Inc. Decision pursuant to section 92 of The Securities Act, 1988
July 15, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Astral Media Inc. is no longer a reporting issuer.
Astral Mining Corporation Decision pursuant to section 92 of The Securities Act, 1988
March 1, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Astral Mining Corporation is no longer a reporting issuer.
Aurizon Mines Ltd. Decision pursuant to section 92 of The Securities Act, 1988
July 16, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Aurizon Mines Ltd. is no longer a reporting issuer.
AUX Canada Acquisition 3 S.a r.l. Decision pursuant to section 92 of The Securities Act, 1988
February 1, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that AUX Canada Acquisition 3 S.a r.l. is no longer a reporting issuer.
Barclays Capital Inc. et al Decision pursuant to section 158 of The Securities Act, 1988
October 22, 2013 - Decision pursuant to subsection 158 of The Securities Act, 1988 (the Act) In the Matter of Barclays Capital Inc., Barclays Capital Canada Inc., Citigroup Global Markets Inc., Citigroup Global Markets Canada Inc., Deutsche Bank Securities Inc., Deutsche Bank Securities Limited, HSBC Securities (USA) Inc., HSBC Securities (Canada) Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities Canada Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch Canada Inc., RBC Capital Markets, LLC, RBC Dominion Securities Inc., Scotia Capital (USA) Inc., Scotia Capital Inc., UBS Securities LLC and UBS Securities Canada Inc. This decision amends the Decision pursuant to section 44 of the Act dated April 23, 2013.
Barclays Capital Inc. et al Decision pursuant to section 158 of The Securities Act, 1988
October 22, 2013 - Decision pursuant to subsection 158 of The Securities Act, 1988 (the Act) In the Matter of Barclays Capital Inc., Barclays Capital Canada Inc., Citigroup Global Markets Inc., Citigroup Global Markets Canada Inc., Deutsche Bank Securities Inc., Deutsche Bank Securities Limited, HSBC Securities (USA) Inc., HSBC Securities (Canada) Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities Canada Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch Canada Inc., RBC Capital Markets, LLC, RBC Dominion Securities Inc., Scotia Capital (USA) Inc., Scotia Capital Inc., UBS Securities LLC and UBS Securities Canada Inc. This decision amends the Decision pursuant to section 160 of the Act dated April 23, 2013.
Barclays Capital Inc. et al Decision pursuant to section 160 of The Securities Act, 1988
April 23, 2013 - Decision pursuant to subsection 160 of The Securities Act, 1988 In the Matter of Barclays Capital Inc., Barclays Capital Canada Inc., Citigroup Global Markets Inc., Citigroup Global Markets Canada Inc., Deutsche Bank Securities Inc., Deutsche Bank Securities Limited, HSBC Securities (USA) Inc., HSBC Securities (Canada) Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities Canada Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch Canada Inc., RBC Capital Markets, LLC, RBC Dominion Securities Inc., Scotia Capital (USA) Inc., Scotia Capital Inc., UBS Securities LLC and UBS Securities Canada Inc.
Barclays Capital Inc. et al Decision pursuant to subsection 44(3) of The Securities Act, 1988
April 23, 2013 - Decision pursuant to subsection 44(3) of The Securities Act, 1988 In the Matter of Barclays Capital Inc., Barclays Capital Canada Inc., Citigroup Global Markets Inc., Citigroup Global Markets Canada Inc., Deutsche Bank Securities Inc., Deutsche Bank Securities Limited, HSBC Securities (USA) Inc., HSBC Securities (Canada) Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities Canada Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch Canada Inc., RBC Capital Markets, LLC, RBC Dominion Securities Inc., Scotia Capital (USA) Inc., Scotia Capital Inc., UBS Securities LLC and UBS Securities Canada Inc.
BMO Nesbitt Burns Inc. et al Decisions pursuant to sections 44 and 160 of the Securities Act, 1988
June 21, 2013 - Decisions pursuant to subsection 44(3) and section 160 of The Securities Act, 1988 (the Act).
BNP Paribas Securities Corp. et al Decisions pursuant to sections 44 and 160 of the Securities Act, 1988
June 21, 2013 - Decisions pursuant to subsection 44(3) and section 160 of The Securities Act, 1988 (the Act).
Bonnett's Energy Corp. Decision pursuant to section 92 of The Securities Act, 1988
December 20, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Bonnett's Energy Corp. is no longer a reporting issuer.
BPO Properties Ltd. Decision pursuant to section 92 of The Securities Act, 1988
August 12, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that BPO Properties Ltd. is no longer a reporting issuer.
Canada Mortgage Acceptance Corporation Decision pursuant to section 92 of The Securities Act, 1988
November 7, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Canada Mortgage Acceptance Corporation is no longer a reporting issuer.
Canadian Auto Receivables Asset Trust III Decision pursuant to section 92 of The Securities Act 1988
November 12, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Canadian Auto Receivables Asset Trust III is no longer a reporting issuer.
Canadian Lamb Producers Cooperative Inc.
May 9, 2013 - The Financial and Consumer Affairs Authority of Saskatchewan issued a Decision, as principal regulator, pursuant to sections 83 and 152 of The Securities Act, 1988 in the Matter of Information Services Corporation.
Cantronic Systems Inc. Decision pursuant to section 92 of The Securities Act, 1988
April 23, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Cantronic Systems Inc. is no longer a reporting issuer.
Capital BLF Inc. Decision pursuant to section 92 of The Securities Act, 1988
September 20, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Capital BLF Inc. is no longer a reporting issuer.
Castle Silver Mines Inc. Decision pursuant to section 92 of The Securities Act, 1988
October 18, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Castle Silver Mines Inc. is no longer a reporting issuer.
Celtic Exploration Ltd. Decision pursuant to section 92 of The Securities Act, 1988
March 20, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Celtic Exploration Ltd. is no longer a reporting issuer.
Chieftan Metals Inc. Decision pursuant to section 92 of The Securities Act, 1988
July 10, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Chieftan Metals Inc. is no longer a reporting issuer.
CHR Investment Corporation Decision pursuant to section 92 of The Securities Act, 1988
November 21, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that CHR Investment Corporation is no longer a reporting issuer.
Churchill VI Debenture Corp. Decision pursuant to section 92 of The Securities Act, 1988
November 25, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Churchill VI Debenture Corp. is no longer a reporting issuer.
Churchill VII Debenture Corp. Decision pursuant to section 92 of The Securities Act, 1988
August 2, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Churchill VII Debenture Corp. is no longer a reporting issuer.
CML HealthCare Inc. Decision pursuant to section 92 of The Securities Act, 1988
November 6, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that CML HealthCare Inc. is no longer a reporting issuer.
Cowen and Company, LLC and Sea Port Group Securities, LLC Decisions pursuant to sections 44 and 160 of the Securities Act, 1988
July 11, 2013 - Decisions pursuant to subsection 44(3) and section 160 of The Securities Act, 1988 (the Act) in the Matter of Cowen and Company, LLC and Sea Port Group Securities, LLC.
Credit Suisse Securities (USA) LLC et al Decisions pursuant to sections 44 and 160 of the Securities Act, 1988
June 21, 2013 - Decisions pursuant to subsection 44(3) and section 160 of The Securities Act, 1988 (the Act).
Desjardin Financial Corporation Inc. Notice pursuant to section 11.9 of NI 31-103
March 27, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter issued to Desjardin Financial Corporation Inc. pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103).
Desjardins Financial Corporation Inc. Notice pursuant to section 11.9 of NI 31-103
July 11 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter regarding Notice pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) of proposed indirect acquisition of shares of Qtrade Securities Inc. Qtrade Asset Management Inc. and OceanRock Investments Inc. by Desjardins Financial Corporation Inc.
Desjardins Financial Corporation Notice pursuant to section 11.9 of NI 31-103
September 19, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter regarding Notice pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103).
Deutsche Bank Securities Limited Decision pursuant to section 160 of The Securities Act, 1988
May 16, 2013 - Decision pursuant to section 160 of The Securities Act, 1988.
EACOM Timber Corporation Decision pursuant to section 92 of The Securities Act, 1988
September 25, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that EACOM Timber Corporation is no longer a reporting issuer.
Eloqua Inc. Decision pursuant to section 92 of The Securities Act, 1988
May 16, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Eloqua, Inc. is no longer a reporting issuer.
ESI Entertainment Systems Inc. Decision pursuant to section 92 of The Securities Act, 1988
December 16, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that ESI Entertainment Systems Inc. is no longer a reporting issuer.
Esperanza Resources Corp. Decision pursuant to section 92 of The Securities Act, 1988
October 15, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Esperanza Resources Corp. is no longer a reporting issuer.
Fidelity Asset Management Inc. approval of notice pursuant to subsection 11.9 of NI 31-103
January 24, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter issued Re: purchase of shares of Fidelity Asset Management Inc. by Placements Louisbourg Investments/Louisbourg Investmennts Inc. pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) on the same terms and conditions as the New Brunswick Securities Commission.
Fiera Capital Inc. approval of notice pursuant to subsection 11.9 of NI 31-103
January 28, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter issued Re: proposed transaction involving the acquisition of a substantial part of the assets of UBS Global Asset Management (Canada) Inc. by Fiera Capital Corporation pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) on the same terms and conditions as the Ontario Securities Commission.
First National AlarmCap Income Fund Decision pursuant to section 92 of The Securities Act 1988
November 7, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that First National AlarmCap Income Fund is no longer a reporting isuuer.
Fleet Leasing Receivables Trust Decision pursuant to section 92 of The Securities Act, 1988
March 21, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Fleet Leasing Receivables Trust is no longer a reporting issuer.
FQM (Akubra) Inc. Decision pursuant to section 92 of The Securities Act, 1988
September 17, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that FQM (Akubra) Inc. is no longer a reporting issuer.
General Donlee Canada Inc. Decision pursuant to section 92 of The Securities Act, 1988
November 22, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that General Donlee Cananda Inc. is no longer a reporting issuer.
Gilead YM ULC Decision pursuant to section 92 of The Securities Act, 1988
April 4, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Gilead YM ULC is no longer a reporting issuer.
Global Summit Real Estate Inc. Decision pursuant to section 92 of The Securities Act, 1988
September 27, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Global Summit Real Estate Inc. is no longer a reporting issuer.
Government Strip Bond Trust Decision pursuant to section 92 of The Securities Act, 1988
April 3, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Government Strip Bond Trust is no longer a reporting issuer.
Griffiths Energy International Inc. Decision pursuant to section 44 and 152 of The Securities Act, 1988
March 7, 2013 - Decision pursuant to sections 44 and 152 of The Securities Act, 1988 that Griffiths Energy International Inc.
Halo Resources Ltd. Decision pursuant to section 92 of The Securities Act, 1988
July 29, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Halo Resources Ltd. is no longer a reporting issuer.
High River Gold Mines Ltd. Decision pursuant to section 92 of The Securities Act, 1988
March 28, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that High River Gold Mines Ltd. no longer a reporting issuer.
Holland Global Capital Corporation Decision pursuant to section 92 of The Securities Act, 1988
October 15, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Holland Global Capital Corporation is no longer a reporting issuer.
HOMEQ Corporation Decision pursuant to section 92 of The Securities Act, 1988
March 18, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that HOMEQ Corporationis no longer a reporting issuer.
Iberian Minerals Corp. Decision pursuant to section 92 of The Securities Act, 1988
March 5, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Iberian Minerals Corp. no longer a reporting issuer.
Industrial Alliance Capital Trust Decision pursuant to section 92 of The Securities Act, 1988
August 13, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Industrial Alliance Capital Trust is no longer a reporting issuer.
The Financial and Consumer Affairs Authority of Saskatchewan Decision in the Matter of Information Services Corporation
August 13, 2013 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Decision, as principal regulator, pursuant to National Instrument 51-102 Continuous Disclosure Obligations in the Matter of Information Services Corporation.
Insignia Energy Ltd. Decision pursuant to section 92 of The Securities Act, 1988
August 13, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Insignia Energy Ltd. is no longer a reporting issuer.
Invesco Canada Ltd. Decision pursuant to section 160 of The Securities Act, 1988
April 5, 2013 - Decision pursuant to section 160 of The Securities Act, 1988 ganting Invesco Canada Ltd. relief from the Confimation Requirement.
Investment Planning Counsel Inc. Notice pursuant to section 11.9 of NI 31-103
November 29, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter regarding Notice pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) of proposed acquisition by Investment Planning Counsel Inc. of all of the issued and outstanding shares of Independent Planning Group Inc.; and the proposed acquisition of all of the issued and outstanding shares of Brigata Capital Management Inc. by IPC Portfolio Services Inc., a direct subsidiary of Investment Planning Counsel Inc.
IROC Energy Services Corp. Decision pursuant to section 92 of The Securities Act, 1988
May 30, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that IROC Energy Services Corp. is no longer a reporting issuer.
Jovian Capital Corporation Decision pursuant to section 92 of The Securities Act, 1988
November 5, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Jovian Capital Corporation is no longer a reporting issuer.
KEYreit Decision pursuant to section 92 of The Securities Act, 1988
July 29, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that KEYreit is no longer a reporting issuer.
Macquarie Private Wealth Inc. Notice pursuant to section 11.9 of NI 31-103
October 30, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter regarding Notice pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) of proposed acquisition of the issued and outstanding shares of Macquarie Private Wealth Inc.
Marquest Asset Management Inc. Notice pursuant to section 11.10 of NI 31-103
March 7, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter issued to Marquest Asset Management Inc. pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) on the same terms and conditions as the Ontario Securities Commission.
Marquest Asset Management Inc. Notice pursuant to section 11.9 of NI 31-103
September 13, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter regarding Notice pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) of proposed acquisition of all of the operating assets relating to the investment funds currently managed by Growth Works Enterprises Ltd.
Master Credit Card Trust Decision pursuant to section 92 of The Securities Act, 1988
July 29, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Master Credit Card Trust is no longer a reporting issuer.
Medicago Inc. Decision pursuant to section 92 of The Securities Act, 1988
October 7, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Medicago Inc. is no longer a reporting issuer.
MethylGene Inc. Decision pursuant to section 92 of The Securities Act, 1988
July 26, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that MethylGene Inc. is no longer a reporting issuer.
Mineral Deposits Limited Decision pursuant to section 92 of The Securities Act, 1988
October 29, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Mineral Deposits Limited is no longer a reporting issuer.
Molycorp Minerals Canada ULC Decision pursuant to section 92 of The Securities Act, 1988
April 3, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Molycorp Minerals Canada ULC is no longer a reporting issuer.
Newedge Canada Inc. Decision pursuant to section 160 of the Securities Act, 1988
July 30, 2013 - Decision pursuant to section 160 of The Securities Act, 1988 in the Matter of Newedge Canada Inc.
Nexen Inc. Decision pursuant to section 92 of The Securities Act, 1988
April 24, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Nexen Inc. is no longer a reporting issuer.
NOVA Chemicals Corporation Decision pursuant to section 92 of The Securities Act, 1988
March 1, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that NOVA Chemicals Corporation is no longer a reporting issuer.
Pacific Rim Mining Corp. Decision pursuant to section 92 of The Securities Act, 1988
December 27, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Pacific Rim Mining Corp. is no longer a reporting issuer.
Pershing Square Holdings, Ltd. Decision pursuant to MI 51-105
March 1, 2013 - Decision pursuant to Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets.
Potash Corporation of Saskatchewan Inc. Decision pursuant to section 83 of The Securities Act, 1988
January 16, 2013 - The Financial and Consumer Affairs Authority of Saskatchewan Decision pursuant to section 83 of The Securities Act, 1988 In the Matter of Potash Corporation of Saskatchewan Inc.
Progress Energy Canada Ltd. Decision pursuant to section 92 of The Securities Act, 1988
January 11, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Progress Energy Canada Ltd. is no longer a reporting issuer.
PRT Growing Services Ltd. Decision pursuant to section 92 of The Securities Act, 1988
January 14, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that PRT Growing Services Ltd. is no longer a reporting issuer.
QTrade Asset Management Inc. and OceanRock Investments Inc. Notice pursuant to section 11.9 of NI 31-103
May 28, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter Regarding the proposed indirect acquisition of shares of QTrade Asset Management Inc. and OceanRock Investments Inc. by Desjardins Financial Corporation Inc. pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103).
Rainy River Resources Ltd. Decision pursuant to section 92 of The Securities Act, 1988
November 5, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Rainy River Resources Ltd. is no longer a reporting issuer.
Raymond James & Associates, Inc. Decision pursuant to section 44 and 160 of The Securities Act, 1988
December 16, 2013 - Decision pursuant to section 44 and 160 of The Securities Act, 1988.
SEAMARK Asset Management Ltd. Notice pursuant to section 11.9 of NI 31-103
July 16 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter regarding Notice pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) of proposed transfer/assignment of the Matrix group of investment fund management contracts to Growth Works Enterprises Ltd. (Formerly SEAMARK Asset Management Ltd.)
SEAMARK Asset Management Ltd. Notice pursuant to section 11.9 of NI 31-103
July 12 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter regarding Notice pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) of proposed acquisition of operating assets of SEAMARK Asset Management Ltd. by Marquest Asset Management Inc.
Second Wave Petroleum Inc. Decision pursuant to section 92 of The Securities Act, 1988
July 23, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Second Wave Petroleum Inc. is no longer a reporting issuer.
SG Americas Securities, LLC et al Decision pursuant to section 160 of The Securities Act, 1988
August 30, 2013 - Decision pursuant to section 160 of The Securities Act, 1988 regarding an application by SG Americas, LLC, U.S. Bancorp Investments, Inc., Itau BBA USA Securities, Inc. and Bradesco Securities, Inc.
SG Americas Securities, LLC et al Decision pursuant to subsection 44(3) of The Securities Act, 1988
August 30, 2013 - Decision pursuant to subsection 44(3) of The Securities Act, 1988 regarding an application by SG Americas, LLC, U.S. Bancorp Investments, Inc., Itau BBA USA Securities, Inc. and Bradesco Securities, Inc..
Skope Energy Inc. Decision pursuant to section 92 of The Securities Act, 1988
March 12, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Skope Energy Inc. is no longer a reporting issuer.
SL Split Corp. Decision pursuant to section 92 of The Securities Act, 1988
September 26, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that SL Split Corp. is no longer a reporting issuer.
SMTC Manufacturing Corporation of Canada Decision pursuant to section 92 of The Securities Act, 1988
April 8, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that SMTC Manufacturing Corporation of Canada is no longer a reporting issuer.
Softchoice Corporation Decision pursuant to section 92 of The Securities Act, 1988
July 30, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Softchoice Corporation is no longer a reporting issuer.
Spartan Oil Corp. Decision pursuant to section 92 of The Securities Act, 1988
February 19, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Spartan Oil Corp. is no longer a reporting issuer.
Sprott Resource Lending Corp. Decision pursuant to section 92 of The Securities Act, 1988
September 9, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Sprott Resource Lending Corp. is no longer a reporting issuer.
Stay Gold Inc. Decision pursuant to section 92 of The Securities Act, 1988
December 16, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Stay Gold Inc. is no longer a reporting issuer.
Sun-Rype Products Ltd. Decision pursuant to section 92 of The Securities Act, 1988
October 29, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Sun-Rype Products Ltd. is no longer a reporting issuer.
Sunstone (No. 3) Limited Partnership Decision pursuant to section 92 of The Securities Act, 1988
March 4, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Sunstone (No. 3) Limited Partnership no longer a reporting issuer.
Sunstone (No. 4) Limited Partnership Decision pursuant to section 92 of The Securities Act, 1988
March 4, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Sunstone (No. 4) Limited Partnership no longer a reporting issuer.
Sunstone Opportunity Fund (2006) Limited Partnership Decision pursuant to section 92 of The Securities Act, 1988
March 4, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Sunstone Opportunity Fund (2006) Limited Partnership no longer a reporting issuer.
Talison Lithium Limited Decision pursuant to section 92 of The Securities Act, 1988
April 8, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Talison Lithium Limited is no longer a reporting issuer.
Tamarack Acquisition Corp. Decision pursuant to section 92 of The Securities Act 1988
November 12, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Tamarack Acquisition Corp. is no longer a reporting issuer.
Thallion Pharmaceuticals Inc. Decision pursuant to section 92 of The Securities Act, 1988
September 25, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Thallion Pharmaceuticals Inc. is no longer a reporting issuer.
The Futura Loyalty Group Inc. Decision pursuant to section 92 of The Securities Act, 1988
February 28, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that The Futura Loyalty Group Inc. is no longer a reporting issuer.
The Great-West Life Assurance Company Decision pursuant to section 92 of The Securities Act, 1988
February 25, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that The Great-West Life Assurance Company is no longer a reporting issuer.
Toron Capital Markets Inc. and AMI Partners Inc. Notice pursuant to section 11.9 of NI 31-103
June 6, 2013 - Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter regarding Toron Capital Markets Inc. and AMI Partners Inc. pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103).
Total Capital Canada Ltd. and Total Capital S.A. Decision pursuant to section 92 of The Securities Act, 1988
February 21, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Total Capital Canada Ltd. and Total Capital S.A. is no longer a reporting issuer.
TriOil Resources Ltd. Decision pursuant to section 92 of The Securities Act, 1988
November 28, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that TriOil Resources Ltd. is no longer a reporting issuer.
Wells Fargo Securities, LLC et al Decisions pursuant to sections 44 and 160 of the Securities Act, 1988
June 21, 2013 - Decisions pursuant to subsection 44(3) and section 160 of The Securities Act, 1988 (the Act).
Wescast Industries Inc. Decision pursuant to section 92 of The Securities Act, 1988
May 1, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Wescast Industries Inc. is no longer a reporting issuer.
Western Financial Group Inc. Decision pursuant to section 92 of The Securities Act, 1988
February 19, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Western Financial Group Inc. is no longer a reporting issuer.
WesternZagros Resources Ltd. Decision pursuant to section 92 of The Securities Act, 1988
January 23, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that WesternZagros Resources Ltd.is no longer a reporting issuer.
Winstar Resources Ltd. Decision pursuant to section 92 of The Securities Act, 1988
July 29, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Winstar Resources Ltd. is no longer a reporting issuer.
World Heart Corporation Decision pursuant to section 92 of The Securities Act, 1988
January 18, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that World Heart Corporation is no longer a reporting issuer.
Xceed Mortgage Corporation Decision pursuant to section 92 of The Securities Act, 1988
August 20, 2013 - Decision pursuant to section 92 of The Securities Act, 1988 that Xceed Mortgage Corporation is no longer a reporting issuer.
Securities Division
4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca