2020 Exemptions

2020 Exemptions

Securities - Decision in the Matter of Information Services Corporation 

December 24, 2020 - Decision in the Matter of Information Services Corporation

• Decision

Securities - Order in the Matter of Finhaven Capital Inc.

November 25, 2020 - Order in the Matter of Finhaven Capital Inc. exempitng the Applicant from the requirement to be recognized as a clearing agency pursuant to section 21.2 of the Act

• Order
   

Securities - Decision in the Matter of ICE Bonds Securities Corporation

June 25, 2020 - Decision in the Matter of ICE Bonds Securities Corporation relief from National Instrument 21-101 Marketplace Operation, National Instrument 23-101 Trading Rules and National Instrument 23-103 Electronic Trading and Direct Electronic Access to Marketplaces

• Decision