Message Alert

Until July 30, 2021, the FCAA is open by appointment only. Please contact staff members by phone or email to arrange a meeting. Visit our telephone directory for staff contact information. For further assistance you can contact 306-787-5645. If you are attending a meeting in-person, masks are voluntary and there are no physical distancing requirements.  
 

Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

2020 Exemptions

  • 2020 Exemptions

     

    Securities - Decision in the Matter of Information Services Corporation 

    December 24, 2020 - Decision in the Matter of Information Services Corporation

     


     

    Securities - Order in the Matter of Finhaven Capital Inc.

    November 25, 2020 - Order in the Matter of Finhaven Capital Inc. exempitng the Applicant from the requirement to be recognized as a clearing agency pursuant to section 21.2 of the Act



    Securities - Decision in the Matter of ICE Bonds Securities Corporation

    June 25, 2020 - Decision in the Matter of ICE Bonds Securities Corporation relief from National Instrument 21-101 Marketplace Operation, National Instrument 23-101 Trading Rules and National Instrument 23-103 Electronic Trading and Direct Electronic Access to Marketplaces

     

     

    Securities Division

    Suite 601, 1919 Saskatchewan Drive

    Regina, Saskatchewan S4P 4H2

    Tel: (306)787-5645

    Fax: (306)787-5899

    Email: fcaa@gov.sk.ca

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