2020 Exemptions

2020 Exemptions

 

Securities - Decision in the Matter of Information Services Corporation 

December 24, 2020 - Decision in the Matter of Information Services Corporation

 


 

Securities - Order in the Matter of Finhaven Capital Inc.

November 25, 2020 - Order in the Matter of Finhaven Capital Inc. exempitng the Applicant from the requirement to be recognized as a clearing agency pursuant to section 21.2 of the Act



Securities - Decision in the Matter of ICE Bonds Securities Corporation

June 25, 2020 - Decision in the Matter of ICE Bonds Securities Corporation relief from National Instrument 21-101 Marketplace Operation, National Instrument 23-101 Trading Rules and National Instrument 23-103 Electronic Trading and Direct Electronic Access to Marketplaces

 

 

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

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