2022 Exemptions

2022 Exemptions

Securities - Decision in the Matter of Finhaven Capital Inc.

December 28, 2022 - Decision in the Matter of Finhaven Capital Inc.

 


 

Securities - Decision in the Matter of ICE Bonds Securities Corporation

October 21, 2022 - Decision in the Matter of ICE Bonds Securities Corporation relief from National Instrument 21-101 Marketplace Operation, National Instrument 23-101 Trading Rules, and National Instrument 23-103 Electronic Trading and Direct Electronic Access to Marketplaces.

 


 

Securities - Decision in the Matter of Coinsquare Capital Markets Ltd.

October 7, 2022 - Decision in the Matter of Coinsquare Capital Markets Ltd.

 


 

Securities - Decision in the Matter of Aequitas Innovations Inc. and Neo Exchange Inc.

August 5, 2022 - Decision in the Matter of Aequitas Innovations Inc. and Neo Exchange Inc.

 


 

Securities - Decision in the Matter of Nutrien Ltd.

June 7, 2022 - Decision in the Matter of Nutrien Ltd.

 


 

Securities - Decision in the Matter of Bitvo Inc.

April 25, 2022 - Decision in the Matter of Bitvo Inc.

 


 

Securities - Decision in the Matter of Fidelity Clearing Canada ULC

April 5, 2022 - Decision in the Matter of Fidelity Clearing Canada ULC

 


 

Securities - Decision in the Matter of Newton Crypto Ltd.

March 9, 2022 - Decision in the Matter of Newton Crypto Ltd.

 

Securities Division

4th Floor, 2365 Albert Street

Regina, SK, S4P 4K1

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

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