2022 Exemptions

2022 Exemptions

Securities - Decision in the Matter of Finhaven Capital Inc.

December 28, 2022 - Decision in the Matter of Finhaven Capital Inc.

• Decision

 

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Securities - Decision in the Matter of ICE Bonds Securities Corporation

October 21, 2022 - Decision in the Matter of ICE Bonds Securities Corporation relief from National Instrument 21-101 Marketplace Operation, National Instrument 23-101 Trading Rules, and National Instrument 23-103 Electronic Trading and Direct Electronic Access to Marketplaces.

• Decision

 

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Securities - Decision in the Matter of Coinsquare Capital Markets Ltd.

October 7, 2022 - Decision in the Matter of Coinsquare Capital Markets Ltd.

• Decision

 

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Securities - Decision in the Matter of Aequitas Innovations Inc. and Neo Exchange Inc.

August 5, 2022 - Decision in the Matter of Aequitas Innovations Inc. and Neo Exchange Inc.

• Decision

 

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Securities - Decision in the Matter of Nutrien Ltd.

June 7, 2022 - Decision in the Matter of Nutrien Ltd.

• Decision

 

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Securities - Decision in the Matter of Bitvo Inc.

April 25, 2022 - Decision in the Matter of Bitvo Inc.

• Decision

 

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Securities - Decision in the Matter of Fidelity Clearing Canada ULC

April 5, 2022 - Decision in the Matter of Fidelity Clearing Canada ULC

• Decision