2024 Exemptions

2024 Exemptions

Securities - Decision in the Matter of NDAX Canada Inc. 

December 20, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of NDAX Canada Inc., exempting them from certain reporting requirements under Part 3, Data Reporting of Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting.

• Decision

 

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Securities - Decision in the Matter of CNSX Markets Inc. 

December 18, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of CNSX Markets Inc., relief from the requirement to be recognized as an exchange.

• Decision

 

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Securities - Decision in the Matter of Carta Capital Markets, LLC 

December 16, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of Carta Capital Markets, LLC, revoking their January 21, 2022 decision.

• Decision

 

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Securities - Decision in the Matter of Golden Opportunities Fund Inc. 

December 2, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of Golden Opportunities Fund Inc., exempting them from certain of requirements of National Instrument 81-106 - Investment Fund Continuous Disclosure.

• Decision

 

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Securities - Decision in the Matter of Coinsquare Capital Markets Ltd. 

October 11, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of Coinsquare Capital Markets Ltd., exempting them from certain reporting requirements under Part 3, Data Reporting of Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting.

• Decision

 

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Securities - Decision in the Matter of Bitbuy Technologies Inc.

May 30, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of Bitbuy Technologies Inc., exempting them from certain reporting requirements under the Local Trade Reporting Rules.

• Decision

 

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Securities - Decision in the Matter of VirgoCX Inc.

May 30, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of VirgoCX Inc., exempting them from certain reporting requirements under the Local Trade Reporting Rules.

• Decision

 

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Securities - Decision in the Matter of Refinitiv Transaction Services Limited

May 30, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of Refinitiv Transaction Services Limited, granting them an exemption from the Market Place Rules and an exemption from the requirement to be recognized as an exchange and derivative trading facility.

• Decision

 

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Securities - Decision in the Matter of Refinitiv Transaction Services Pte. Ltd.

May 30, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of Refinitiv Transaction Services Pte. Ltd., granting them an exemption from the Marketplace Rules and an exemption from the requirement to be recognized as an exchange and as a derivative trading facility.

• Decision

 

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Securities - Decision in the Matter of Bloomberg Tradebook Canada Company

May 22, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of Bloomberg Tradebook Canada Company, granting them an exemption s.12.2 of National Instrument 21-101 Marketplace Operation which requires that the Bloomberg Tradebook Canada Company annually engage a qualified party to conduct an independent systems review and prepare a report in accordance with established audit standards and best industry practices for the years 2024, 2025 and 2026, inclusive.

• Decision

 

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Securities - Decision in the Matter of Coinsquare Capital Markets Ltd.

May 7, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of Coinsquare Capital Markets Ltd., granting them relief from the requirement to engage one or more qualified external auditors to conduct an independent systems review and prepare a report in accordance with established audit standards and best industry practices and relief subject to systems reviews similar in scope to that which would have applied to an independent systems review.

• Decision

 

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Securities - Decision in the Matter of Fidelity Clearing Canada ULC

April 18, 2024 - Decision the the Matter of Fidelity Clearing Canada ULC exempting them from certain reporting requirements under the Local Trade Reporting Rules in respect of Crypto Contracts.

• Decision

 

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Securities - Decision in the Matter of Newton Crypto Ltd.

March 8, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of Newton Crypto Ltd., exempting them from certain reporting requirements under the Local Trade Reporting Rules.

• Decision

 

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Securities - Decision in the Matter of Agrifoods International Cooperative Ltd.

February 26, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of Agrifoods International Cooperative Ltd., granting an exemption from the requirement to be recognized as a clearing agency under Section 25 of the Act and from the requirements of National Instrument 24-102 Clearing Agency Requirements.

• Decision