Deposit Agents Rules and Forms

Deposit Agents Rules and Forms

For information about Deposit Agents select from the options below.

• Current Deposit Agent Rules
• Auditor’s Report on Compliance with Deposit Agent Rules Regarding Trust Accounts
• Forms
• Suspended Local Instrument 32-501 Deposit Agents

Forms

• Form DA -1 Deposit Agents
• Form SA – 1 Sub Agents
• Form FI -1 Financial Institutions

Suspended Local Instrument 32-501 Deposit Agents

• Local Instrument 32-501
• General exemption order 32-801 Suspension of Local Instrument 32-501 Deposit Agents
• Saskatchewan Staff Notice 32-802
• Forms (Suspended) 
  • Form 32-501F1 - Report by Mutual Fund Dealer pursuamt to clause 4(d)
  • Form 32-501F2 - Application for Registration as a Deposit Agent
  • Form 32-501F3 - Salespersons and Officials Application for Registration
  • Form 32-501F4 - Deposit Agent Annual Report
  • Form 32-501F5 - Auditor's Report
  • Form 32-501F6 - Financial Institution Annual Report
• Appendices (Suspended)
  • Appendix A - Submission to Jurisdiction
  • Appendix B - Undertaking to Provide Information
  • Appendix C - Disclosure Statement to New Clients
• Local Instrument 32-501 came into force on January 1, 2006. However the coming into force of local instrument 32-501 was suspended by general order 32-801. The Saskatchewan staff notice 32-802 gives more details.  In the meantime the deposit agent rules are still in force.