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FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Memoranda of Understanding > Counterpart to the Memorandum of Understanding Respecting Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Covered Entities
Counterpart to the Memorandum of Understanding Respecting Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Covered Entities
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Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Counterpart to the Memorandum of Understanding Respecting Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Covered Entities
- Counterpart to the Memorandum of Understanding Respecting Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Covered Entitiesmou_cftc_counterpart_april_20_2016.pdf
Effective Date: April 20, 2016.
The Financial and Consumer Affairs Authority of Saskatchewan joined the Memorandum of Understanding Respecting Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Covered Entities (MOU) by counterpart on April 20, 2016.
The MOU dated March 25, 2014 will provide for the cooperation and the exchange of information in the supervision and oversight of regulated entities that operate on a cross-border basis in the United States and in certain Canadian provinces.
- Memorandum of Understanding Concerning Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Covered Entitiesmou_cftc_march_25_2014.pdf
- Counterpart to the Memorandum of Understanding Respecting Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Covered Entities
