Memorandum of Understanding Respecting the Oversight of Canadian Exchange and Quotation and Trade Reporting Systems

Memorandum of Understanding Respecting the Oversight of Canadian Exchange and Quotation and Trade Reporting Systems

• Memorandum of Understanding respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems

  Effective Date of Amendment: September 1, 2020.

  mou_oversight_of_exchanges_september_1_2020.pdf
• List of Exchanges, Lead Regulators and Exempting Regulators in relation to the Memorandum of Understanding respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems as of September 1, 2020list_of_exchanges_june_2_2020.pdf
• List of Exchanges, Lead Regulators and Exempting Regulators in relation to the MOU respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems As of July 1, 2014amended_list_of_exchanges_effective_jul_1_2014.pdf
• Memorandum of Understanding respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems

  Effective Date: January 1, 2010.

  mou_oversight_of_exchanges_jan1_2010.pdf