23-101 - Trading Rules (National Instrument)

23-101 - Trading Rules (National Instrument)

• Trading Rules

  Effective Date:  December 1, 2001. Consolidated to October 1, 2015 (in Saskatchewan October 16, 2015). 

  Sets out common trading rules that apply to all trading whether on a marketplace or not. 

  23_101_ni_october_16_2015.pdf
• Amendments to National Instrument 23-101

  Effective Date:  April 10, 2017.

  23_101_ni_january_26_2017.pdf
• Amendments to National Instrument 23-101

  Effective Date: August 18, 2016, except as related to the market share threshold which will be in effect on October 1, 2016.

  23_101_ni_april_7_2016.pdf
• Companion Policy 23-101CP

  Effective Date: December 1, 2001. Consolidated to October 1, 2015 (in Saskatchewan October 16, 2015). 

  23_101_cp_october_16_2015.pdf