23 - Trading Rules
Securities Division
4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
23 - Trading Rules
For a list of archived items visit the Part 2 - Certain Capital Market Participants Archive page.
- 23-101 - Trading Rules (National Instrument)
- 23-102 - Use of Client Brokerage Commissions (National Instrument)
- 23-103 - Electronic Trading (National Instrument)
- 23-301 - Electronic Audit Trails
- 23-302 - Electronic Audit Trail Initiative (TREATS)
- 23-304 - Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)
- 23-306 - Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)
- 23-307 - Order Protection Rule - Implementation Milestones (National Notice)
- 23-309 - Frequently Asked Questions About the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of National Instrument 23-101 and Related Companion Policy
- 23-311 - Regulatory Approach to Dark Liquidity in the Canadian Market
- 23-314 - Frequently Asked Questions About National Instrument 23-103 Electronic Trading (National Notice)
- 23-315 - Summary of Comments on CSA/IIROC Notice 23-312 request for Comments - Transparency of Short Selling and Failed Trades
- 23-316 - Order Protection Rule: Implementation of the Market Share Threshold and Amendments to Companion Policy 23-101 Trading Rules (National Notice)
- 23-319 - Joint CSA/IIROC Staff Notice - Internalization in the Canadian Market (National Notice)
- 23-320 - Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada (National Notice)
- 23-325 - Trading Fee Rebate Pilot Study
- 23-327 - Joint CSA/IIROC Update on Internalization within the Canadian Equity Market (National Notice)
- 23-329 - Short Selling in Canada (Joint CSA and IIROC Staff Notice)
- 23-331 - Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (National Notice)
- 23-332 - Summary of Comments and Responses to CSA/IIROC Staff Notice 23-329 Short Selling in Canada
- 23-333 - Order Protection Rule: Market Share Threshold Effective as of April 1, 2024 (National Notice)
- 23-406 - Joint CSA / IIROC Consultation Paper Internalization within the Canadian Equity Market