Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

23-315 - Summary of Comments on CSA/IIROC Notice 23-312 request for Comments - Transparency of Short Selling and Failed Trades

  • 23-315 - Summary of Comments on CSA/IIROC Notice 23-312 request for Comments - Transparency of Short Selling and Failed Trades

    • CSA/IIROC Notice 23-315

      In Effect: February 28, 2013.

       

      The purpose of the Joint Notice was to enhance the regulatory reporting and transparency of short sales, or introduce some transparency of failed trades in Canadian markets. to explain the approach taken by a working group of CSA and IIROC staff to issues regarding the regulation of short sales and failed trades; to provide a background on CSA and IIROC regulation of short sales and failed trades in Canada; to provide an overview of recent international developments regarding the regulation of short sales and failed trades; and to solicit feedback on whether further measures are needed or desirable to:

      23_315_csa_iiroc_notice_23_315_summary_of_comments_on_csa_iiroc_notice_23_312_february_28_2013.pdf
    • Appendix A - Summary of Comments23_315_csa_iiroc_notice_appendix_a_february_28_2013.pdf

Agree Term