FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 2 - Certain Capital Market Participants > 23 - Trading Rules > 23-315 - Summary of Comments on CSA/IIROC Notice 23-312 request for Comments - Transparency of Short Selling and Failed Trades
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
In Effect: February 28, 2013.
The purpose of the Joint Notice was to enhance the regulatory reporting and transparency of short sales, or introduce some transparency of failed trades in Canadian markets. to explain the approach taken by a working group of CSA and IIROC staff to issues regarding the regulation of short sales and failed trades; to provide a background on CSA and IIROC regulation of short sales and failed trades in Canada; to provide an overview of recent international developments regarding the regulation of short sales and failed trades; and to solicit feedback on whether further measures are needed or desirable to: