Part 2 - Certain Capital Market Participants Archive
Securities Division
4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Part 2 - Certain Capital Market Participants Archive
- 21-313 – Information Processor for Exchange-Traded Securities other than Options (CSA Staff Notice)(withdrawn)
- 21-314 – Information Processor for Corporate Debt Securities (CSA Staff Notice) (Withdrawn)
- 21-324 - Information Processor for Exchange-Traded Securities other than Options (withdrawn)
- 21-326 - Guidance for Reporting Material Systems Incidents (Archived)
- 23-317 - Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018 (National Notice)
- 23-318 - Withdrawal of Proposed Amendments Regarding Best Execution Disclosure Under National Instrument 23-101 Trading Rules (National Notice) (withdrawn)
- 23-321 - Order Protection Rule: Market Share Threshold for the period April 1, 2018 to March 31, 2019 (National Notice)
- 23-322 - Trading Fee Rebate Pilot Study (withdrawn)
- 23-324 - Order Protection Rule: Market Share Threshold for the period April 1, 2019 to March 31, 2020
- 23-326 - Order Protection Rule: Market Share Threshold for the period April 1, 2020 to March 31, 2021
- 23-328 - Order Protection Rule: Market Share Threshold for the Period April 1, 2021 to March 31, 2022 (National Notice)
- 23-330 - Order Protection Rule: Market Share Threshold Effective as of April 1, 2023 (National Notice) (Archived)
- 24-310 – Status Update on Proposed Local Rules 24-503 Clearing Agency Requirements and Related Companion Policies (National Notice) (withdrawn)
- 25-303 - 2021 CSA Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds (Archived)
- 25-310 - 2022 Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds (National Notice) (Archive)