Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

23-320 - Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada (National Notice)

  • 23-320 - Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada (National Notice)

    • Effective Date: December 14, 2017.

      The purpose of this notice is to provide a description of the work completed to date and the next steps, as well as Staff's view if any changes to NI 23-102 are required as a result of the MiFID II unbundling requirements, which are expected to be effective on January 3, 2018.

      23_320_csa_staff_notice_december_14_2017.pdf

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