FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 3 - Registration and Related Matters > 33 - Ongoing Requirements Affecting Registrants > 33-711 – Adviser and Deposit Agent Examinations (Local Notice)
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Effective Date: June 1, 2005. Amended January 7, 2011.
Gives notice of examination programs for advisers and deposit agents.