Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

45-107 – Listing Representation and Statutory Rights of Action Disclosure Exemptions (Multilateral Instrument)

  • 45-107 – Listing Representation and Statutory Rights of Action Disclosure Exemptions (Multilateral Instrument)

    • Listing Representation and Statutory Rights of Action Disclosure Exemptions

      Effective Date September 8, 2015

      Provides exemptions from certain requirements of the securities legislation of the participating jurisdictions that apply in the context of prospectus exempt financings conducted by foreign issuers and by investment dealers or international dealers acting as underwriters, and offered to institutional and other sophisticated investors in Canada on a private placement basis

      45_107_mi_annex_a_mi_45_107_june_25_2015.pdf

Agree Term