45-107 - Listing Representation and Statutory Rights of Action Disclosure Exemptions (Multilateral Instrument)

45-107 - Listing Representation and Statutory Rights of Action Disclosure Exemptions (Multilateral Instrument)

• Listing Representation and Statutory Rights of Action Disclosure Exemptions

  Effective Date September 8, 2015

  Provides exemptions from certain requirements of the securities legislation of the participating jurisdictions that apply in the context of prospectus exempt financings conducted by foreign issuers and by investment dealers or international dealers acting as underwriters, and offered to institutional and other sophisticated investors in Canada on a private placement basis

  45_107_mi_june_25_2015.pdf